At Moseley Law PLLC our goal is to restore the balance in your favor, providing you with the best legal representation and experience you can hope for given your particular needs and challenges.
Mel Moseley, Moseley Law’s founder, has been successfully directing strategy for his clients in securities and business disputes and litigation for over two decades. After over 22 years as an associate and then partner in a 200 plus lawyer firm, Mel founded Moseley Law PLLC to enhance the experience and relationship between attorneys and their clients. At Moseley Law, of course we bring you the specialized expertise and high quality legal services you seek, expect and deserve. But we also tip the scales in your favor by offering perks that a specialized, small law firm can provide. These advantages include flexible pricing options, including fixed cost pricing, easier, direct access to the decision maker controlling your matter, enhanced personal attention and a pleasant, low pressure relationship.
Moseley Law PLLC focuses on securities arbitration defense, securities and business litigation, including issues concerning restrictive covenants and trade secrets, alternative dispute resolution and mediation.
On the securities arbitration defense side, we help those in the financial services and securities industry (broker dealers, registered representatives, investment advisor representatives, registered investment advisers and so on) defend themselves against investor claims involving a wide range of products, including variable annuities, indexed annuities, insurance, individual stocks, mutual funds, bonds and private offerings. We know how to defend against customer claims. So we can help set up a plan of attack to get you back on track in the most efficient way possible considering your needs, goals and situation.
We are also seasoned veterans in other securities related litigation. We have on many occasions fought battles between firms and their present or former registered representatives over the propriety of temporary restraining orders, use of customer lists and customer information (including non-public, private information covered by Regulation S-P or other securities laws, rules or regulations), no-soliciting clauses, confidentiality provisions, restrictive covenants and non-competes, U-5 reporting issues and promissory notes/forgivable loans.
We also regularly represent clients in connection with SEC, FINRA, and State securities law regulators’ exams, inquires, investigations and enforcement actions relating to compliance with applicable securities laws, rules, and regulations.
In addition to securities litigation, we have been called upon to help clients with a variety of disputes relating to breach of commercial contracts, stock purchase agreements, sales representative agreements and other business disputes.
Throughout our years servicing clients, we have also handled numerous facilitative mediations and participated in a wide variety of alternate dispute resolution venue. We bring that experience to lawyers and parties looking for a facilitative mediator who is experienced with litigating and resolving securities and business litigation disputes.
In short, we stand ready to discuss how our expertise can assist you with your challenge at any stage, whether your goal is risk minimization and best practices before a conflict arises, negotiation, strategy, and settlement before claims are filed, or fighting for you in court or arbitration forums.